illumis
The primary offering is a compliance management platform tailored for financial services, which automates compliance processes and improves operational efficiency by providing insights into employee trading risks and regulatory filings. It utilizes direct broker feeds and advanced technologies to enhance compliance operations within the sector.
- Industry: Compliance Management & Reporting, Trade & Market Surveillance
- Location: New York, New York, United States
- Founded: 1982-01-01
- Website: https://illumis.com
Product & Features
- Comply provides a comprehensive platform for managing regulatory compliance in financial services.
- Users achieve full visibility into compliance programs and daily tasks through an integrated dashboard.
- The platform automates compliance activities, including policy updates and risk assessments, enhancing efficiency.
- Employees benefit from an intuitive preclearance request process for various activities, ensuring streamlined workflows.
- Comply captures and stores communications across multiple channels, ensuring compliance with regulatory standards.
- The solution tracks conflicts of interest by organizing employee activities and firm initiatives effectively.
- Comply supports the FCA’s Senior Managers and Certification Regime with automated processes for accountability.
- Users can customize the platform extensively to meet their specific compliance needs and requirements.
Notable Customers
- Sona Asset Management
Integration partners
Similar Companies
Frequently Asked Questions
What is illumis?
The primary offering is a compliance management platform tailored for financial services, which automates compliance processes and improves operational efficiency by providing insights into employee trading risks and regulatory filings. It utilizes direct broker feeds and advanced technologies to…
What does illumis do?
Comply provides a comprehensive platform for managing regulatory compliance in financial services. Users achieve full visibility into compliance programs and daily tasks through an integrated dashboard. The platform automates compliance activities, including policy updates and risk assessments, enhancing efficiency.
Who are illumis's customers?
illumis's customers include Sona Asset Management.
What category does illumis fall under?
illumis is a legal technology company in the Compliance Management & Reporting, Trade & Market Surveillance category.
Where is illumis based?
illumis is based in New York, New York, United States.
When was illumis founded?
illumis was founded in 1982.