ComplyLens Limited

ComplyLens is an AI-powered Compliance Intelligence platform helping financial institutions identify, assess, monitor and manage regulatory risk. We enable firms to move beyond spreadsheet-based compliance processes and build structured, defensible, and continuously evolving risk management frameworks. Our platform combines risk assessments, regulatory intelligence, horizon scanning, policy management, and regulatory change management in a single integrated solution. Risk Assessment Platform Supports a broad range of regulatory risk assessments, including: • Market Abuse Risk Assessments (MARA) • Financial Crime Business Wide Risk Assessments (BWRA) • Enterprise Fraud Risk Assessments (EFRA) • MiFID II RTS 6 Algorithmic Trading Self-Assessments (ATSA) • Compliance Risk Assessments covering areas such as Non-Financial Misconduct, Regulatory Reporting, Record Keeping, Conflicts of Interest, Regulatory Perimeter, Conduct Risk and other regulatory obligations. Regulatory Intelligence Our AI-powered Regulatory Intelligence capability continuously monitors enforcement actions, regulatory guidance and emerging developments from regulators globally. By combining horizon scanning with structured risk taxonomies, ComplyLens helps firms identify emerging risks, understand regulatory expectations and maintain current, risk-based compliance programmes. Policy & Regulatory Change Management Helps firms track regulatory developments, assess business impact, manage regulatory change programmes, maintain policy inventories, and link policies, risks and controls through a clear audit trail. Risk Assessment as a Service (RAaaS) Our specialists can execute the entire risk assessment process on behalf of clients, delivering a fully configured risk and control framework within the ComplyLens platform for ongoing management and continuous improvement. Our Vision To become the AI-powered command centre for second-line compliance teams. 📧 Ankur.Mehta@ComplyLens.com

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